Skip to main navigation menu Skip to main content Skip to site footer
Submitted July 31, 2024
Published 2024-08-01

Artículos

Vol. 1 No. 2 (2024): Vanguardia Jurídica

The supervisory powers of the securities market’s regulators within the administrative processes of intervention, reorganization and compulsory liquidation of regulated subjects


DOI https://doi.org/10.48204/2992-6629.5514

Cover image

References
DOI: 10.48204/2992-6629.5514

Published: 2024-08-01

How to Cite

Sanjur Araúz, C. E. (2024). The supervisory powers of the securities market’s regulators within the administrative processes of intervention, reorganization and compulsory liquidation of regulated subjects. Vanguardia Jurídica, 1(2), 69–93. https://doi.org/10.48204/2992-6629.5514

Abstract

This paper raises, within the framework of Constitutional Law, Administrative Law, and the Panamanian and international stock market, the issue of the administrative powers of supervision and regulation exercised  by the Superintendency of the Securities Market (SMV) as the regulator  of the securities market in Panama, in the context of its application and enforcement in administrative proceedings regarding the intervention, reorganization and compulsory liquidation of entities regulated by the SMV. Reference will be made to the Political Constitution of the Republic of Panama, Decree Law No. 1 of 1999 and its amendments (Securities Law), the Agreements issued by the SMV relevant to this work, and other national and international legal texts.

Downloads

Download data is not yet available.